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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 94-167
- --------
- KATIA GUTIERREZ DE MARTINEZ, EDUARDO
- MARTINEZ PUCCINI and HENNY MARTINEZ
- DE PAPAIANI, PETITIONERS v. DIRK A.
- LAMAGNO et al.
- on writ of certiorari to the united states court
- of appeals for the fourth circuit
- [June 14, 1995]
-
- Justice Souter, with whom The Chief Justice,
- Justice Scalia and Justice Thomas join, dissenting.
- One does not instinctively except to a statutory
- construction that opens the door of judicial review to an
- individual who complains of a decision of the Attorney
- General, when the Attorney General herself is ready to
- open the door. But however much the Court and the
- Attorney General may claim their reading of the West-
- fall Act to be within the bounds of reasonable policy, the
- great weight of interpretive evidence shows that they
- misread Congress's policy. And so I respectfully dissent.
- The two principal textual statements under examina-
- tion today are perfectly straightforward. -Upon certifica-
- tion by the Attorney General . . . any civil action or
- proceeding . . . shall be deemed an action against the
- United States . . ., and the United States shall be
- substituted as the party defendant.- 28 U. S. C.
- 2679(d)(1); see also 2679(d)(4) (-[u]pon certification,
- any action or proceeding . . . shall proceed in the same
- manner as any action against the United States filed
- pursuant to [the FTCA]. . . .-). Notwithstanding the
- Court's observation that some contexts can leave the
- word -shall- a bit slippery, ante, at 15, n. 9, we have
- repeatedly recognized the normally uncompromising
- directive that it carries. See United States v. Monsanto,
- 491 U. S. 600, 607 (1989); Anderson v. Yungkau, 329
- U. S. 482, 485 (1947); see also Griggs v. Provident
- Consumer Discount Co., 459 U. S. 56, 61 (1982) (per
- curiam); Association of Civilian Technicians v. FLRA, 22
- F. 3d 1150, 1153 (CADC 1994) (-The word `shall'
- generally indicates a command that admits of no
- discretion on the part of the person instructed to carry
- out the directive-); Black's Law Dictionary 1375 (6th ed.
- 1990) (-As used in statutes . . . this word is generally
- imperative or mandatory-). There is no hint of wobbling
- in the quoted language, and the normal meaning of its
- plain provisions that substitution is mandatory on
- certification is the best evidence of the congressional
- intent that the Court finds elusive (ante, at 6, 8). That
- normal meaning and manifest intent is confirmed by
- additional textual evidence and by its consonance with
- normal jurisdictional assumptions.
- We would not, of course, read -shall- as so uncompro-
- mising if the Act also included some express provision
- for review at the behest of the tort plaintiff when the
- Attorney General certifies that the acts charged were
- inside the scope of a defendant employee's official duties.
- But the Westfall Act has no provision to that effect, and
- the very fact that its predecessor, the Federal Drivers
- Act, Pub. L. 87-258, 75 Stat. 539 (1961), combined
- -shall- with just such authorization for review at the
- will of a disappointed tort plaintiff, ibid. (previously
- codified at 28 U. S. C. 2679(d) (1982 ed.)), makes the
- absence of a like provision from the Westfall Act
- especially good evidence that Congress meant to drop
- this feature from the system, leaving -shall- to carry its
- usual unconditional message. See Brewster v. Gage, 280
- U. S. 327, 337 (1930) (-The deliberate selection of
- language so differing from that used in . . . earlier Acts
- indicates that a change of law was intended-); 2A N.
- Singer, Sutherland on Statutory Construction 51.02, p.
- 454 (4th ed. 1984). That conclusion gains further force
- from the presence in the Westfall Act of an express
- provision for judicial review at the behest of a defending
- employee, when the Attorney General refuses to certify
- that the acts fell within the scope of government
- employment. See 28 U. S. C. 2679(d)(3) (-[i]n the event
- that the Attorney General has refused to certify scope of
- office or employment under this section, the employee
- may at any time before trial petition the court to find
- and certify that the employee was acting within the
- scope of his office or employment-). Providing authority
- in one circumstance but not another implies an absence
- of authority in the statute's silence. See Russello v.
- United States, 464 U. S. 16, 23 (1983) (-Where Congress
- includes particular language in one section of a statute
- but omits it in another section of the same Act, it is
- generally presumed that Congress acts intentionally and
- purposely in the disparate inclusion or exclusion-); see
- also United States v. Naftalin, 441 U. S. 768, 773-774
- (1979).
- Even if these textually grounded implications were not
- enough to confirm a plain reading of the text and decide
- the case, an anomalous jurisdictional consequence of the
- Court's position should be enough to warn us away from
- treating the Attorney General's certification as review-
- able. The Court recognizes that there is nothing
- equivocal about the Act's provision that once a state tort
- action has been removed to a federal court after a
- certification by the Attorney General, it may never be
- remanded to the state system: -certification of the
- Attorney General shall conclusively establish scope of
- office or employment for purposes of removal,- 28
- U. S. C. 2679(d)(2). As the Court concedes, then, ante,
- at 17, its reading supposes that Congress intended
- federal courts to retain jurisdiction over state-law tort
- claims between nondiverse parties even after determin-
- ing that the Attorney General's certification (and thus
- the United States's presence as the defendant) was
- improper. But there is a serious problem, on the
- Court's reasoning, in requiring a federal district court,
- after rejecting the Attorney General's certification, to
- retain jurisdiction over a claim that does not implicate
- federal law in any way. Although we have declined
- recent invitations to define the outermost limit of federal
- court jurisdiction authorized by the -Arising Under-
- Clause of Article III of the Constitution, see Mesa v.
- California, 489 U. S. 121, 136-137 (1989); Verlinden B.
- V. v. Central Bank of Nigeria, 461 U. S. 480 (1983), on
- the Court's reading this statute must at the very least
- approach the limit, if it does not cross the line. This,
- then, is just the case for adhering to the Court's practice
- of declining to construe a statute as testing this limit
- when presented with a sound alternative. Mesa v.
- California, supra, at 137, citing Califano v. Yamasaki,
- 442 U. S. 682, 693 (1979).
- The Court departs from this practice, however.
- Instead, it looks for jurisdictional solace in the theory
- that once the Attorney General has issued a scope-of-
- employment certification, the United States's (temporary)
- appearance as the sole defendant suffices forever to
- support jurisdiction in federal court, even if the district
- court later rejects the Attorney General's certification
- and resubstitutes as defendant the federal employee first
- sued in state court. Ante, at 17-18. Whether the
- employee was within the scope of his federal employ-
- ment, the Court reasons, is itself a sufficient federal
- question to bring the case into federal court, and
- -`considerations of judicial economy, convenience and
- fairness to litigants,'- ante, at 18, quoting Mine Workers
- v. Gibbs, 383 U. S. 715, 726 (1966), are sufficient to
- keep it there even after a judicial determination that the
- United States is not the proper defendant.
- But the fallacy of this conclusion appears as soon as
- one recalls the fact that substitution of the United
- States as defendant (which establishes federal-question
- jurisdiction) is exclusively dependant on the scope-of-
- employment certification. The challenge to the certifica-
- tion is thus the equivalent of a challenge to the essen-
- tial jurisdictional fact that the United States is a party,
- and the federal court's jurisdiction to review scope of
- employment (on the Court's theory) is merely an exam-
- ple of any court's necessary authority to rule on a
- challenge to its own jurisdiction to try a particular
- action. To argue, as the Court does, that authority to
- determine scope of employment justifies retention of
- jurisdiction whenever evidence bearing on jurisdiction
- and liability overlaps, is therefore tantamount to saying
- the authority to determine whether a Court has jurisdic-
- tion over the cause of action supplies the very jurisdic-
- tion that is subject to challenge. It simply obliterates
- the distinction between the authority to determine
- jurisdiction and the jurisdiction that is the subject of the
- challenge, and the party whose jurisdictional claim was
- challenged will never lose: litigating the question
- whether an employee's allegedly tortious acts fall within
- the scope of employment will, of course, always require
- some evidence to show what the acts were. Accordingly,
- there will always be overlap between evidence going to
- the scope-of-employment determination and evidence
- bearing on the underlying liability claimed by the
- plaintiff, and for this reason federal-question jurisdiction
- in these cases becomes inevitable on the Court's view.
- The right to challenge it therefore becomes meaningless,
- as does the very notion of jurisdictional limitation. The
- Court's cure for the jurisdictional disease is thus to kill
- the concept of federal question jurisdiction as a limit on
- what federal courts may entertain.
- It would never be sound to attribute such an aberrant
- concept of federal question jurisdiction to Congress; it is
- impossible to do so when we realize that Congress
- expressly provided that when a federal court considers
- a challenge to the Attorney General's refusal to certify
- (raised by an employee-defendant) and finds the act
- outside the scope of employment, a case that originated
- in a state court must be remanded back to the state
- court. See 28 U. S. C. 2679(d)(3). In such a case,
- there will have been just as much overlap of jurisdic-
- tional evidence and liability evidence as there will be
- when the jurisdictional issue is litigated at the behest of
- a plaintiff (as here) who contests a scope-of-employment
- certification. If Congress thought the federal court
- should retain jurisdiction when it is revealed that none
- exists in this latter case, it should have thought so in
- the former. But it did not, and the reason it did not is
- obvious beyond any doubt. It assumed a federal court
- would never be in the position to retain jurisdiction over
- an action for which a tort plaintiff has shown there is
- no federal-question basis, and Congress was entitled to
- assume this, because it had provided that a certification
- was conclusive.
- In sum, the congressional decision to make the
- Attorney General's certification conclusive was couched
- in plain terms, whose plain meaning is confirmed by
- contrasting the absence of any provision for review with
- just such a provision in the predecessor statute, and
- with an express provision for review of a refusal to
- certify, contained in the Westfall Act itself. The Court's
- contrary view implies a jurisdictional tenacity that
- Congress expressly declined to assert elsewhere in the
- Act, and invites a difficult and wholly unnecessary
- constitutional adjudication about the limits of Article III
- jurisdiction. These are powerful reasons to recognize the
- unreviewability of certification, and the Court's contrary
- arguments fail to measure up to them.
- The Court raises three counterpoints to a straightfor-
- ward reading of the Act. First, it suggests that lan-
- guage in 2679(d)(2) negatively implies that Congress
- intended to authorize judicial review of scope-of-employ-
- ment certifications, and that, in fact, the straightforward
- reading of the statute results in a drafting redundancy.
- Second, the Court claims that the straightforward
- reading creates an oddity by limiting the role of federal
- courts in certain cases. Finally, the Court invokes the
- presumption against judging one's self.
- The redundancy argument, it must be said, is facially
- plausible. It begins with the sound general rule that
- Congress is deemed to avoid redundant drafting, Mackey
- v. Lanier Collection Agency & Service, Inc., 486 U. S.
- 825, 837 (1988); see Park 'N Fly, Inc. v. Dollar Park &
- Fly, Inc., 469 U. S. 189, 196-197 (1985), from which it
- follows that a statutory interpretation that would render
- an express provision redundant was probably unintended
- and should be rejected. Applying that rule here, the
- argument is that if certification by the Attorney General
- conclusively establishes scope of employment for substi-
- tution purposes, then there is no need for the final
- sentence in 2679(d)(2), that certification -shall conclu-
- sively establish scope of office or employment for
- purposes of removal- in cases brought against federal
- employees in state court. If certification is conclusive as
- to substitution it will be equally conclusive as to
- removal, since the federal defendant will necessarily be
- entitled to claim jurisdiction of a federal court under 28
- U. S. C. 1346(b). See ante, at 14, n. 8. Accordingly,
- the Court suggests the provision making certification
- conclusive for purposes of removal must have greater
- meaning; it must carry the negative implication that
- certification is not conclusive for purposes of substitu-
- tion. Ante, at 14.
- Sometimes, however, there is an explanation for
- redundancy, rendering any asserted inference from it too
- shaky to be trusted. Cf. United States Nat. Bank of
- Ore. v. Independent Ins. Agents of America, Inc., 508
- U. S. ___, ___ (1993) (slip op., at 19-20). That is the
- case with the provision that certification is conclusive on
- the issue of removal from state to federal court. The
- explanation takes us back to the Westfall Act's predeces-
- sor, the Federal Drivers Act, 75 Stat. 539, which was
- superseded upon passage of the current statute, Pub. L.
- 100-694, 102 Stat. 4563-4567. The Drivers Act made
- the FTCA the exclusive source of remedies for injuries
- resulting from the operation of any motor vehicle by a
- federal employee acting within the scope of his employ-
- ment. 28 U. S. C. 2679(b) (1982 ed.). Like the
- Westfall Act, the Drivers Act authorized the Attorney
- General to certify that a federal employee sued in state
- court was acting within the scope of employment during
- the incident allegedly giving rise to the claim, and it
- provided in that event for removal to the federal system,
- as well as for substitution of the United States as the
- defendant. 28 U. S. C. 2679(d) (1982 ed.). Unlike the
- Westfall Act, however, the Drivers Act explicitly directed
- district courts to review, -on a motion to remand held
- before a trial on the merits,- whether any such case was
- -one in which a remedy by suit . . . is not available
- against the United States.- Ibid. The district courts
- and the courts of appeals routinely read this language
- to permit district courts to hear motions to remand
- challenging the Attorney General's scope-of-employment
- determination. See McGowan v. Williams, 623 F. 2d
- 1239, 1242 (CA7 1980); Van Houten v. Ralls, 411 F. 2d
- 940, 942 (CA9), cert. denied, 396 U. S. 962 (1969);
- Daugherty v. United States, 427 F. Supp. 222, 223-224
- (WD Pa. 1977); accord, Seiden v. United States, 537
- F. 2d 867, 869 (CA6 1976); Levin v. Taylor, 464 F. 2d
- 770, 771 (CADC 1972). Given the express permissibility
- of a motion to remand in order to raise a post-removal
- challenge to certification under the Drivers Act, when
- the old Act was superseded, and challenges to certifica-
- tion were eliminated, Congress could sensibly have seen
- some practical value in the redundancy of making it
- clear beyond question that the old practice of considering
- scope of employment on motions to remand was over.
- How then does one assess the force of the redundancy?
- On my plain reading of the statute, one may take it as
- an understandable inelegance of drafting. One could, in
- the alternative, take it as some confirmation for the
- Court's view, even though the Court's view brings with
- it both a jurisdictional anomaly and the consequent
- certainty of a serious constitutional question. Is it not
- more likely that Congress would have indulged in a
- little redundancy, than have meant to foist such a
- pointless need for constitutional litigation onto the
- federal courts? Given the choice, inelegance may be
- forgiven.
- The Court's second counterpoint is that we should be
- reluctant to read the Westfall Act in a way that leaves
- a district court without any real work to do. The Court
- suggests that my reading does just that in cases like
- this one, because the district court's sole function after
- the Attorney General has issued a scope-of-employment
- certification is to enter an order of dismissal. Ante, at
- 11-12. Of course, in the bulk of cases with an Attorney
- General's certification, the sequence envisioned by the
- Court will never materialize. Even though a district
- court may not review the scope-of-employment determi-
- nation, it will still have plenty of work to do in the
- likely event that either liability or amount of damages
- is disputed, or the United States's claim to immunity
- under 28 U. S. C. 2680 turns on disputed facts. Only
- in those rare cases presenting a claim to federal immu-
- nity too air-tight for the plaintiff to challenge will the
- circumstance identified by the Court even occur. It is
- hard to find any significance in the fact that now and
- then a certification will relieve a federal court of further
- work, given the straightforward and amply confirmed
- provision for conclusiveness.
- The Court's final counterpoint to plain reading relies
- heavily on -the strong presumption that Congress
- intends judicial review of administrative action,- citing
- a line of cases involving judicial challenges to regula-
- tions claimed to be outside the statutory authority of the
- administrative agencies that promulgated them. See
- ante, at 5-6, citing Bowen v. Michigan Academy of
- Family Physicians, 476 U. S. 667, 670-673 (1986);
- Abbott Laboratories v. Gardner, 387 U. S. 136, 140
- (1967). It is, however, a fair question whether this
- presumption, usually applied to permit review of agency
- regulations carrying the force and effect of law, should
- apply with equal force to a Westfall Act certification.
- The very narrow factual determination committed to the
- Attorney General's discretion is related only tangentially,
- if at all, to her primary executive duties; she determines
- only whether a federal employee, who will probably not
- even be affiliated with the Justice Department, acted
- within the scope of his employment on a particular
- occasion. This function is far removed from the agency
- action that gave rise to the presumption of reviewability
- in Bowen, supra, at 668-669, in which the Court
- considered whether Congress provided the Secretary of
- Health and Human Services with non-reviewable
- authority to promulgate certain Medicare distribution
- regulations, and in Abbott Laboratories, supra, at
- 138-139, in which the Court considered whether Con-
- gress provided the Secretary of Health, Education and
- Welfare with non-reviewable authority to promulgate
- certain prescription drug labeling regulations.
- The Court's answer that the presumption of review-
- ability should control this case rests on the invocation of
- a different, but powerful principle, that no person may
- be a judge in his own cause. Ante, at 8-11. But this
- principle is not apt here. The Attorney General (who
- has delegated her Westfall Act responsibilities to the
- United States Attorneys, 28 CFR 15.3(a) (1994)) is
- authorized to determine when any one of nearly three
- million federal employees was acting within the scope of
- authority at an allegedly tortious moment. She will
- characteristically have no perceptible interest in the
- effect of her certification decision, except in the work it
- may visit on her employees or the liability it may
- ultimately place on the National Government (each of
- which considerations could only influence her to deny
- certification subject to the employee's right to challenge
- her). And even where she certifies under circumstances
- of the Government's immunity, as here, she does not
- save her employer, the United States, from any liability
- it would face in the absence of certification; if she
- refused to certify, the Government would remain as free
- of exposure as if she issued a certification. The most
- that can be claimed is that when the Government would
- enjoy immunity it would be easy to do a favor for a
- federal employee by issuing a certification. But at this
- point the possibility of institutional self interest has
- simply become de minimis, and the likelihood of
- improper influence has become too attenuated to analo-
- gize to the case in which the interested party would
- protect himself by judging his own cause or otherwise
- take the law into his own hands in disregard of estab-
- lished legal process. Although the Court quotes at
- length from the traditional condemnations of self-
- interested judgments, ante, at 10-11, its citations would
- be on point here only if the employee were issuing the
- certification. But of course, the employee is not the one
- who does it, and the Attorney General plainly lacks the
- kind of self-interest that -`would certainly bias [her]
- judgment, and, not improbably, corrupt [her] integ-
- rity. . . .'- Ante, at 10, quoting The Federalist No. 10,
- p. 79 (C. Rossiter ed. 1961) (J. Madison).
- In any event, even when this presumption is applica-
- ble, it is still no more than a presumption, to be given
- controlling effect only if reference to -specific language
- or specific legislative history- and -inferences of intent
- drawn from the statutory scheme as a whole,- Block v.
- Community Nutrition Institute, 467 U. S. 340, 349
- (1984), leave the Court with -substantial doubt- as to
- Congress's design, id., at 351. There is no substantial
- doubt here. The presumption has no work to do.
- I would affirm.
-